Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James David PickertACG Advisory Services IncMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2015
Erik Kenneth SteudleAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-08-2017
Justin David SawyersAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2013
Scott M GibsonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50006-21-2013
Christopher W. CoxAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2012
Nancy M. DavisAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2012
Jamie Irving MattioliAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2012
Ernesto Vicente Sampson Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-11-2009
Lawrence L Richmond Jr.BB&T Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2016
Jeffrey John BulgerBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25012-21-2017
Jason Axel MertzBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-18-2017
Edward Michael BohnslavBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2016
Brandon Richard GroegerBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2016
Joseph Bert FeldmanBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-09-2016
Brantley HathawayBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-30-2014
Joshua David StammCaitlin John, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2017
Timothy Ryan Deegan Jr.Campbell Deegan Financial, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2017
John R TrentanoveCapitol Securities Management, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2015
Jonathan D'Alton ThibodeauxCapitol Securities Management, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$17009-04-2009
Holly A SharpCapitol Securities Management, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2009
Robert W. Campbell IIICapitol Securities Management, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-10-2009
Noah Samuel DreyfussCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2019
Michael Kenny FowlerCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2017
Curtis LegerCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2013
Peter James KokolisCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-01-2009
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Showing 1 to 25 of 250 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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