Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard David OrmsbyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-21-2020
Margaret Mary SewartU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2020
Ryan Robert GresmerNFP Retirement Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-24-2020
David Jon TilkensRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-24-2020
Michael T BusickRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-24-2020
Richard Eric VezinaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$6602-24-2020
Trent Carl NelsonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2020
Mark Edward CapomaccioRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2702-24-2020
Robert David CummingsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2020
Robert E Pratel JrRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2020
Janalee E BusickRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2020
Trevor Jaeck SkaggsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2020
Jordan KawlewskiRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2020
Brannon J GuyetteRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25010-03-2019
David D VeldhuizenRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-30-2019
Kurt Duane VeldhuizenRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-30-2019
John G HilbertRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2019
Christine M UlliusRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-30-2019
John Michael BennettRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2019
Matthew Aaron KockRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-30-2019
Frederick Gary WotrubaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2019
Zachary CampbellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
Anthony John LagowskiRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2019
Philip M MattekRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1406-06-2019
Sam OsborneRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2019
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.