Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ben CarusoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
Henry John WannerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Sean LevingsEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Maria Del Carmen AldereteEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-08-2019
Seth Nigel WilsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Kevin ArmesEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
Peter Vincent SerianoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2019
Dennis Williams JrEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2019
Chrystian Alexander QuinonesEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Eric James CanuppEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Irene Enriquez SimpsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Beth Aleta RoweEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2018
Ryan HollowayEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2018
Wesley Dale WalkerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Susan Joy LyonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-10-2018
Kaitlin FreemanEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2018
Samuel OtleyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2018
Kevin Michael BeahanEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-22-2018
Jesse Clayton LangleyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2018

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.