Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Luke GebertBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Ryan P. GriffinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2019
George Matthew MulveyBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-04-2019
Ian Michael RodgersM. S. Howells & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2504-26-2019
Damen J. ChanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2019
Eric Joseph TranMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2019
Christopher Conrad VadrevuMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2019
Johannes Bensiek KaraffaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
Timothy John AnthonyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2019
Shawn Ian PeronaAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2019
Rick Allen NunleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$22503-01-2019
Thomas Owen AnselWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Phyllis BartolottaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-13-2018
Joshua R. DyerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2512-03-2018
Michael Christopher KrajnakMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2018
Adam C. BeckBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2018
Fanar NissanVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2018
Michael William CummingsBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2018
Kudakwashe Vincent ChinyanyaBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-26-2018
Ana Maria AlburquerqueMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Brunai JohnsonBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2018
Oscar R. RamirezBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
Michael S. RadcliffCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-27-2018
Dennis Roy Mccarthy JrBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2018
Cameron L. DotyBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2018
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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