Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian E JordanFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2019
Blake Estep BrewerFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
Daniel Joseph AbrahamsohnWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2019
William Colin WalkerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2019
John Peter FloresJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2019
Joseph BasileMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Elizabeth Kennedy ConsoleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Vladislav YurovskyDevelopment Corporation For IsraelMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2019
Ginger AndersonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
Donald Michael DanielsDaniels D'Amelio Investment Management Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2019
Richard S OHaraLake StreetMerrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2019
Richard A De LucaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Ryan M SchackStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2019
Joseph J RestainoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2019
David A StantonBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2019
Magaly Sanz PerezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2019
David Avila-AngaritaDeutsche Bank Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2019
Brian Joel AkeCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2019
John David Walker HillWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2019
Lucia J MeyerFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2019
Jan S ZambranoSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2019
Paul Christopher CiardiRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2019
Michael Arthur NapierFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2019
James Zachary WilliamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2019
Felicia Chauntal SalfranRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
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Showing 1 to 25 of 100 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.