Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cheryl L Amato LidawerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Emily Dawn BosleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
Alexander Zachary JosephMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2019
Marco Angelo ComichistaStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2019
John Brison GlueckertMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
Michael BalsomMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
David Alan WiedmeyerCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2019
David Leonard RomeAurum Wealth Management Group LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-24-2019
Jacqueline E. LiferThe Huntington Investment CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2019
Chad Patrick BudyPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2019
Gerard T. QuinnRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
Herbert ChenRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
James Richard Sophia Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Rachel Katharine JoseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Rushdi Ronie FurrhaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Robert Joseph BlommelSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2018
Susan Marie WanamakerFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2018
Daniel L. Wolff Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2018
Lance Griffin JohnsonMAI Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-23-2018
Jordan Edwin TrianceNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
William G. Whiteley IVVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2018
Jeffrey David McGloneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-26-2019
Dustin Jay NessRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-24-2019
Keith SweigertRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-24-2019
Melinda Marie KoehlerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-05-2018
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.