Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Violetta Igorevna ProppsCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Natalie Andrews PichaPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Jeffrey James O'BrienRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
Robert Alexander WenzigWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
Zachary Steven HopeStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2019
Ignacio Enrique D'WindtWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Stephen Howard SatterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2019
Luis Enrique OlanoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2019
Jasmine Kim-Khanh TranJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
Melissa Dawn LevesqueLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2019
Michelle Lee NesmithRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2019
Mark Anthony GarzaBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
Sean J EvansJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2019
Kent R MitchellVenturi Private WealthMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Grant Wade KinchenVenturi Private WealthMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Cole Ray EdmistonVenturi Private WealthMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Thomas BartelaArk Financial Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-02-2019
Rexsor Rene GonzalezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2019
Sean LevingsEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Lance Clayton WhitworthStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
John R. KoeijmansStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Steven Jake WignallStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Ali Z DhanjiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2019
Jennifer M. AguirreBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2019
Brent A. Brookshire Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2019
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.