Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ernest De La Rosa Jr.MML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Alessandro UggeBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2018
Evan David RadmanRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2018
Nancy CaraballoPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2018
Justin Richard RodriguezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2018
Angel MendezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2018
Mark Steven KaufmanCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2018
Donald William Bescher IIIBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2018
Jorge CazarezRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2018
Kevin T KarrhStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-06-2019
Scott Francis CunninghamWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-04-2019
Toni Lynn RoseStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-17-2019
Jennifer Leigh MonacoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-30-2018
Roberto Tomas MontesBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2507-30-2018
Glenn Richmond RoyalPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Michele Alice JonesPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
George Stafford Eckhardt Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Brett Raphael LevyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-07-2019
Michael Mordechi CharneWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-07-2019
Grayson Glenn HopperStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-01-2019
Jay Wayne GazzierAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-23-2018
Steven Joseph HoagWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-21-2018
Grayson HopperStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$7403-01-2019
George Ashley Reese Jr.Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-30-2019
Edward Linn Heartfield Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-15-2019
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Showing 26 to 50 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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