Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William H BenderWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Roseann Marie MonteleoneIFP Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Cheryl Ann RumbolzAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$12408-23-2019
Marni Andrea HandelLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Bowen Steven ScottAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
William H Bender IIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Melissa B SimrellWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-23-2019
Dustin J BenderWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Kevin M BenderWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-23-2019
Eduardo Lima CorreaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Darron John HemannWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-22-2019
Jonathan Jay MorseWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-22-2019
Stephen Patrick ManganWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Gary JankowitzJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Elisa Ann MooreCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Kemal GarucJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Jeffrey Alan HaleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Joshua Marc BeachlerClearwater Capital PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Blake Thomas BanetFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Jess Michael PanichiRedhawk Wealth Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-21-2019
Sami Samir ShehadehJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-21-2019
Aaron DashJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
Gina Kay BlairRedhawk Wealth Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
Aaron David JacobyPlanMember Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
Zachary CampbellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
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Showing 1 to 25 of 1,066 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.