Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sheryl J. CurtisCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Max GreenRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Kenneth Robert CrowleyRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-20-2019
Gunn ThongniyomRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Jahan K JewayniRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-20-2019
Vanessa Jayne StevensMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Harsh Bardhan JayaswalMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-13-2019
Seema Vanessa RamroopPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-03-2019
Peter BarzirganAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$16808-30-2019
Kevin B. Collison, Christopher Asher, Scott McRoy, Pat CothermanAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$67508-30-2019
John Paul Paul MollicaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-29-2019
John Paul MollicaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-29-2019
William Gabriel FanningUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2019
Margarita Dolores PerryRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-28-2019
Patrick Tyrone FarleyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-28-2019
Carl Charles Martin IlgRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-28-2019
Matthew J. LarrabureRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2019
Michele McCallionUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Morad Jamil ZayedCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Michele McCallionUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Morad Jamil ZayedCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Robert MackeyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2019
Darron John HemannWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-22-2019
Jonathan Jay MorseWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-22-2019
Stephen Patrick ManganWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-22-2019
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Showing 1 to 25 of 557 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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