Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Thomas LeporeRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2019
Christopher Lee HarrisLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2019
Leonard 'LJ' BonifaceRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$13703-21-2019
Ryan Robert O'ConnellLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-21-2019
Robert Francis Carrigg Jr.Steward Partners Investment Advisory, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2019
Christina Lee O'DonnellSteward Partners Investment Advisory, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2019
Leonard James Boniface Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2019
Andrew Jordan SmallSteward Partners Investment Advisory, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2019
William C. MillerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$16003-22-2019
William C Miller Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-22-2019
Jesse WatersVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2019
David Leonard RomeAurum Wealth Management Group LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-24-2019
Cynthia Anne SimpsonWesBanco Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2019
Patrick Michael FordUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-27-2019
Adam Brian CousinoAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2019
Tristan HillSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2019
Philip Lawrence FriedJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-28-2019
William Walter Le BoeufCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2019
Marc Christopher McAllisterRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-28-2019
Robert Vernon MouroJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-28-2019
Eric Pierre MansonNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-28-2019
Richard SobelCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-28-2019
Alan Ferreira Braga Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-29-2019
Salvatore GiacaloneWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-29-2019
Jonathan S PerisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-29-2019
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Showing 1 to 25 of 173 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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