Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marilyn FREED AllenIndependent Financial Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2019
William David MaguireMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2019
Tyler Jackson LawrenceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2019
Christopher AndrewsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50007-19-2019
Giovanna Lissette TrianaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Greg William HarmonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Dianne DenisonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-19-2019
Jacob Robert WebbJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1407-19-2019
ZACHARY Pierce KAVANAGHInterCapital LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Manuel Jeremy RoseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
David Joseph LutherJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Richard A SoleimaniPFS Investments Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Tarunjit Singh AhluwaliaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Carolina L SilvaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Omar H BarakatCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Christopher William BellEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Michael Fowler Wayne Creef Jennifer AndersRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$26007-18-2019
Mark William MenardCantella & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-18-2019
Jennifer Shields AndersRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2507-18-2019
Wayne Alan CreefRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-18-2019
Michael Joseph Allen FowlerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Michelle Lynn LaycockSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Adriana DemianewJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-18-2019
Robert Allan RiegenFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Kelli Anne SmothermanSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.