Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dana John LarsonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2019
Rene Hernandez Jr.Allstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-23-2019
Dianne DenisonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Connie ShihAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2019
Matthew J. TruscottAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-17-2019
John Matthew BurnsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
Stephen M Waite IIAmeriprise Financial Services, Inc. Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$11906-18-2019
Ryan BouchardAmeriprise Financial Services, Inc. Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$12005-31-2019
Kenneth Gerard SchaeferAmeriprise Financial Services, Inc. Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$8205-06-2019
Kathleen Elizabeth ToomeyAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2019
Katherine Alison RamirezBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Luke GebertBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
George Matthew MulveyBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-04-2019
Robby William EngeldingerBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
Edward Charles BambergCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-20-2019
Robert Michael EdelsonCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-20-2019
Daniel RonisChapin, DavisMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2019
Matthew MeginCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2019
Kevin Robert CohenCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2019
Rebecca Lyn BearCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2019
John Patrick HeringComposure Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Christopher Roy GibardiCUNA Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Violetta Igorevna ProppsCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Emily Nicole LeeCWM, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2019
George B. GeorgiadesDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-28-2019
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Showing 1 to 25 of 180 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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