Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chhe David TaingJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2019
Sofia A. CarterJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2019
Taylor Wallace FranzmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2019
Tyler Jackson LawrenceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2019
Christopher Howard AndrewsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50007-19-2019
Giovanna Lisette TrianaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Jacob R WebbJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
David J LutherJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Tarunjit Singh AhluwaliaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Adriana DemianewJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Mario Emilio Mendez Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Ryan Scott HippertJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2019
He FuJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019
Gabriel Joseph GarciaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
Maguy Toubia AmineJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2019
Mario BattistiniJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Jeremy Jordan AudasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2019
Keith Richard HuebnerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
Bradley James MooreJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2019
John Peter FloresJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2019
Mithilesh Ajay PimpariyaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
Jasmine Kim-Khanh TranJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
Scott Brenner JacobsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
Harry Jae ParkJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2019
Sean J EvansJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2019
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.