Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$27010-23-2019
Tanner LowRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-23-2019
Matthew Chapman DouglasRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25010-23-2019
Christopher J StanfordRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50010-23-2019
John Ramsay Taylor Jr.Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-22-2019
Phillip John MeyerStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$50010-22-2019
Gregory J SchallerStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$50010-22-2019
Alexander Scott KickhamJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2019
Robert Hugh WinterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2019
John P. ZicariStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2019
Jarred Timothy CodyPFS Investments Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2019
Jay Paul SantangeloRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-21-2019
David William BushnellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Michelle Ying Lanza AddingtonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
James Paul StoesVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Andrew BlankenshipU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Brandon MyersWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Foster Marshall ManierreRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Pasha GhaemiRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Jean Pier SuarezSpartan Capital Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Craig Alan WeidenfellerMercer Global Advisors Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Angelo Vincent Esposito Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-18-2019
Joshua SnellCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2019
Daniel Francis EmersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2019
Scott Monroe EmersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2019
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Showing 1 to 25 of 375 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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