Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angel A PalaciosSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2019
Scott Monroe EmersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2019
Charles Frederick ParryWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$5610-17-2019
Curtis John ParryWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$5610-17-2019
Paul Daniel ComcowichRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-16-2019
David Clinton IubeltRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-16-2019
Luis Contreras IIContreras FinancialMerrill Lynch, Pierce, Fenner & Smith Incorporated10-14-2019
Jimmy “J.R.” Blackburn, Reed Potter, Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$24110-11-2019
Jimmy Ray Blackburn IIRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-11-2019
Cheryl Lee RobinetteRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-11-2019
Reed Dennis Potter Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15010-11-2019
Gary Lawrence WardeinRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2019
Sheryl J. CurtisCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Max GreenRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Kenneth Robert CrowleyRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-20-2019
Gunn ThongniyomRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Jahan K JewayniRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-20-2019

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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