Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jean Belcher GaddNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.01-05-2009
Frank RosanoNYLIFE Securities LLCMetLife Securities Inc.01-05-2009
Alex GlushanokNationwide Planning Associates Inc.MetLife Securities Inc.$15001-07-2009
Nathanael KelleyEquitable Advisors, LLCMetLife Securities Inc.01-08-2009
Shaefer William OshefskyHarbour Investments, Inc.MetLife Securities Inc.01-12-2009
Patrick Joseph SheridanAllstate Financial Services, LLCMetLife Securities Inc.01-12-2009
Thomas PallogudisPark Avenue Securities LLCMetLife Securities Inc.$2502-01-2009
Marc A MirabellaPark Avenue Securities LLCMetLife Securities Inc.$5002-01-2009
Kenneth James Hitzemann IIISecurities America, Inc.MetLife Securities Inc.02-02-2009
Edward Daley SharkeyFirst Allied Securities, Inc.MetLife Securities Inc.02-06-2009
Eric G SafarianState Farm VP Management Corp.MetLife Securities Inc.02-09-2009
Zhang LinNYLIFE Securities LLCMetLife Securities Inc.02-12-2009
Cai Kui ChenNYLIFE Securities LLCMetLife Securities Inc.02-19-2009
Travis Iwao NakamuraThe Strategic Financial Alliance, Inc.MetLife Securities Inc.02-20-2009
Victor S YedidPrincipal Securities, Inc.MetLife Securities Inc.03-26-2009
Michael Scott GibsonWells Fargo Clearing Services, LLCMetLife Securities Inc.$10005-04-2009
Robert William StankowskiH. Beck, Inc.MetLife Securities Inc.$5005-06-2009
Kimberly Patrick BushPrincipal Securities, Inc.MetLife Securities Inc.05-13-2009
Taeyoon KimSecurian Financial Services, Inc.MetLife Securities Inc.05-15-2009
Peter Lawrence McClureAllstate Financial Services, LLCMetLife Securities Inc.06-23-2009
Victor MuroEquity Services, Inc.MetLife Securities Inc.$15007-27-2009
Kevin C OutlandCitizens Securities, Inc.MetLife Securities Inc.07-27-2009
Pablo Esteban RocaWells Fargo Clearing Services, LLCMetLife Securities Inc.07-30-2009
Jessie Sean MooreCetera Financial Specialists LLCMetLife Securities Inc.08-05-2009
Scott Christopher WeidmanJ.W. Cole Financial, Inc.MetLife Securities Inc.08-06-2009
Next Page »

Showing 1 to 25 of 873 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.