Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank RosanoNYLIFE Securities LLCMetLife Securities Inc.01-05-2009
Jean Belcher GaddNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.01-05-2009
Alex GlushanokNationwide Planning Associates Inc.MetLife Securities Inc.$15001-07-2009
Nathanael KelleyAXA Advisors, LLCMetLife Securities Inc.01-08-2009
David Clinton WilsonEdward JonesMetLife Securities Inc.01-12-2009
Patrick Joseph SheridanAllstate Financial Services, LLCMetLife Securities Inc.$101-12-2009
Shaefer William OshefskyHarbour Investments, Inc.MetLife Securities Inc.$101-12-2009
Shanon Gerald MoonSecurities America, Inc.MetLife Securities Inc.01-14-2009
Brian James DevinneyGWN Securities Inc.MetLife Securities Inc.01-21-2009
Austin Lacey Alamander HolbrookNatcity Investments, Inc.MetLife Securities Inc.01-26-2009
Frank Edward RoylanceHalliday Financial, LLCMetLife Securities Inc.01-29-2009
Robert Lawrence NixonSignator Investors, Inc.MetLife Securities Inc.01-30-2009
Marc Anthony MirabellaPark Avenue Securities LLCMetLife Securities Inc.$5002-01-2009
Mark D RoopCambridge Investment Research, Inc.MetLife Securities Inc.02-01-2009
Thomas PallogudisPark Avenue Securities LLCMetLife Securities Inc.$2502-01-2009
Thomas Brock LloydChase Investment Services Corp.MetLife Securities Inc.02-01-2009
Kenneth James Hitzemann IIISecurities America, Inc.MetLife Securities Inc.02-02-2009
Michael Bryan AntonivichNYLIFE Securities LLCMetLife Securities Inc.02-04-2009
Kimberly Ann GieselerLPL Financial LLCMetLife Securities Inc.02-05-2009
Edward Daley SharkeyFirst Allied Securities, Inc.MetLife Securities Inc.02-06-2009
Eric G. SafarianState Farm VP Management Corp.MetLife Securities Inc.02-09-2009
Robert Caesar BonviniHSBC Securities (USA) Inc.MetLife Securities Inc.02-09-2009
Zhang Lin MurphyNYLIFE Securities LLCMetLife Securities Inc.02-12-2009
Cai Kui ChenNYLIFE Securities LLCMetLife Securities Inc.02-19-2009
Travis Iwao NakamuraThe Strategic Financial Alliance, Inc.MetLife Securities Inc.02-20-2009
Next Page »

Showing 1 to 25 of 1,733 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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