Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron David O'NealU.S. Bancorp Investments, Inc.MetLife Securities Inc.12-23-2013
Aaron David WinsteinChase Investment Services Corp.MetLife Securities Inc.12-04-2009
Aaron M WatkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.05-11-2012
Aaron Michael SpelkerMarathon Retirement And Pension Consulting, LLCMetLife Securities Inc.05-21-2013
Aaron Thomas HanszTexas Legacy Wealth ManagementMetLife Securities Inc.$5012-01-2014
Abbey GwinPeak Brokerage Services, LLCMetLife Securities Inc.05-31-2016
Abdelmagid AlawadOneAmerica Securities, Inc.MetLife Securities Inc.03-18-2016
Abid A. KhanPruco Securities, LLC.MetLife Securities Inc.01-18-2011
Abigail Hastings KerrAmeriprise Financial Services, LLCMetLife Securities Inc.$20012-13-2013
Adam Amir BagherianFSC Securities CorporationMetLife Securities Inc.07-13-2016
Adam BatemanFlagship Harbor Advisors, LLCMetLife Securities Inc.12-02-2013
Adam Dale BrownSignator Investors, Inc.MetLife Securities Inc.$5012-10-2012
Adam DubovPark Avenue Securities LLCMetLife Securities Inc.08-04-2016
Adam Gabriel WolffINVEST Financial CorporationMetLife Securities Inc.02-16-2016
Adam J. LoedelLPL Financial LLCMetLife Securities Inc.11-28-2011
Adam J. StoneKalman Kushnir Capital Inc.MetLife Securities Inc.08-26-2016
Adam John McDonoughPruco Securities, LLC.MetLife Securities Inc.01-21-2014
Adam Jose SaldanaIntervest International Equities CorporationMetLife Securities Inc.01-22-2016
Adam Michael HogueLPL Financial LLCMetLife Securities Inc.12-21-2012
Adam Nelson LauderdaleAllstate Financial Services, LLCMetLife Securities Inc.04-08-2015
Adam P. KozakSigma Financial CorporationMetLife Securities Inc.06-05-2014
Adam Todd ShermanHornor, Townsend & Kent, LLCMetLife Securities Inc.07-01-2016
Adam Todd WexlerBB&T Investment Services, Inc.MetLife Securities Inc.07-17-2012
Adam WertheimerCharles Schwab & Co., Inc.MetLife Securities Inc.08-01-2013
Adam WertheimerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.06-27-2011
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Showing 1 to 25 of 1,978 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.