Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abbey GwinPeak Brokerage Services, LLCMetLife Securities Inc.05-31-2016
Abdelmagid AlawadOneAmerica Securities, Inc.MetLife Securities Inc.03-18-2016
Adam BatemanFlagship Harbor Advisors, LLCMetLife Securities Inc.12-02-2013
Adam J LoedelLPL Financial LLCMetLife Securities Inc.$5011-28-2011
Adam John McDonoughPruco Securities, LLC.MetLife Securities Inc.01-21-2014
Adam P KozakSigma Financial CorporationMetLife Securities Inc.06-05-2014
Adam Todd ShermanHornor, Townsend & Kent, LLCMetLife Securities Inc.07-01-2016
Ahmad Motallebi KashaniCommonwealth Financial NetworkMetLife Securities Inc.$5002-16-2017
Airinhos Manuel SerradasLincoln Financial Advisors CorporationMetLife Securities Inc.$10008-22-2013
Alan A FlickCommonwealth Financial NetworkMetLife Securities Inc.08-12-2016
Albert Alexander RuasLincoln Financial Advisors CorporationMetLife Securities Inc.$5004-23-2014
Albert Frederick Peterson IIIPruco Securities, LLC.MetLife Securities Inc.11-19-2013
Albert Stanley MosherNYLIFE Securities LLCMetLife Securities Inc.03-21-2014
Alex Antonio BacayCUSO Financial Services, L.P.MetLife Securities Inc.12-01-2009
Alex GlushanokNationwide Planning Associates Inc.MetLife Securities Inc.$15001-07-2009
Alexander J BrignacEdward JonesMetLife Securities Inc.03-22-2017
Alfred William ScheferEquity Services, Inc.MetLife Securities Inc.05-20-2016
Ali YavariMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.04-09-2014
Allan Mark WiserLincoln Financial Securities CorporationMetLife Securities Inc.02-02-2016
Allen Lee McKeehanHorace Mann Investors, Inc.MetLife Securities Inc.04-04-2017
Amir Hossein LozaniLPL Financial LLCMetLife Securities Inc.01-29-2015
Amirjon SalomovMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.$2507-18-2016
Andrea Jo BuschurPruco Securities, LLC.MetLife Securities Inc.06-25-2012
Andrew C HallLPL Financial LLCMetLife Securities Inc.08-16-2016
Andrew Charles BabsonHornor, Townsend & Kent, LLCMetLife Securities Inc.03-19-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.