Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Alfredo ChonaAmeriprise Financial Services, Inc.MetLife Securities Inc.$90006-01-2013
Lisa Anne GrassbaughAmeriprise Financial Services, Inc.MetLife Securities Inc.$50011-10-2016
Tena Lucille KautzAmeriprise Financial Services, Inc.MetLife Securities Inc.$50008-31-2016
Ricky Lee BinghamAmeriprise Financial Services, Inc.MetLife Securities Inc.$50007-05-2016
Richard Alfonso IbarraAmeriprise Financial Services, Inc.MetLife Securities Inc.$50006-29-2016
Celeste Clara WhisenantAmeriprise Financial Services, Inc.MetLife Securities Inc.$50008-22-2014
Eric Lee RobertsAmeriprise Financial Services, Inc.MetLife Securities Inc.$50005-09-2014
Dorne J HallAmeriprise Financial Services, Inc.MetLife Securities Inc.$48002-03-2017
Brian Stanley WalkerAmeriprise Financial Services, Inc.MetLife Securities Inc.$26002-03-2017
Nafi Musa HusseinAmeriprise Financial Services, Inc.MetLife Securities Inc.$25003-06-2017
Darlene Sue PochAmeriprise Financial Services, Inc.MetLife Securities Inc.$25004-29-2016
Edward S LucciAmeriprise Financial Services, Inc.MetLife Securities Inc.$25009-25-2015
Ray Paul Hebert Jr.Ameriprise Financial Services, Inc.MetLife Securities Inc.$25001-17-2014
Timothy Fleming JeffersonAmeriprise Financial Services, Inc.MetLife Securities Inc.$25008-16-2013
Richard Charles StainsbyAmeriprise Financial Services, Inc.MetLife Securities Inc.$25011-09-2012
Abigail Hastings KerrAmeriprise Financial Services, Inc.MetLife Securities Inc.$20012-13-2013
Wayne David KandasAmeriprise Financial Services, Inc.MetLife Securities Inc.$15005-27-2016
Anthony MarinoAmeriprise Financial Services, Inc.MetLife Securities Inc.$15004-08-2016
Joseph Kenneth Edwins Jr.Ameriprise Financial Services, Inc.MetLife Securities Inc.$15008-08-2014
Christopher Michael FashAmeriprise Financial Services, Inc.MetLife Securities Inc.$10002-15-2017
Lynne Alton AndersonAmeriprise Financial Services, Inc.MetLife Securities Inc.$10002-03-2017
Stacia Marie SchumacherAmeriprise Financial Services, Inc.MetLife Securities Inc.$10011-04-2016
Jeanne J. PetersonAmeriprise Financial Services, Inc.MetLife Securities Inc.$10009-09-2016
Jon E HillAmeriprise Financial Services, Inc.MetLife Securities Inc.$10006-30-2016
Joe Alan ScottAmeriprise Financial Services, Inc.MetLife Securities Inc.$10006-29-2016
Next Page »

Showing 1 to 25 of 84 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.