Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Warren HartAmeriprise Financial Services, LLCMetLife Securities Inc.03-29-2017
Nafi Musa HusseinAmeriprise Financial Services, LLCMetLife Securities Inc.$2503-06-2017
Gil Lawrence FashAmeriprise Financial Services, LLCMetLife Securities Inc.02-15-2017
Jerome Edward StrzeleckiAmeriprise Financial Services, LLCMetLife Securities Inc.02-15-2017
Christopher Michael FashAmeriprise Financial Services, LLCMetLife Securities Inc.$10002-15-2017
Dorne J HallAmeriprise Financial Services, LLCMetLife Securities Inc.$4802-03-2017
Brian Stanley WalkerAmeriprise Financial Services, LLCMetLife Securities Inc.$2602-03-2017
Lynne Alton AndersonAmeriprise Financial Services, LLCMetLife Securities Inc.02-03-2017
Lisa Anne GrassbaughAmeriprise Financial Services, LLCMetLife Securities Inc.11-10-2016
Stacia Marie SchumacherAmeriprise Financial Services, LLCMetLife Securities Inc.$10011-04-2016
Tierney Erin ZiebelmanAmeriprise Financial Services, LLCMetLife Securities Inc.11-04-2016
Lawrence Irvin TurowAmeriprise Financial Services, LLCMetLife Securities Inc.11-03-2016
Brandon Marc FlynnAmeriprise Financial Services, LLCMetLife Securities Inc.09-09-2016
Jeanne Jordan PetersonAmeriprise Financial Services, LLCMetLife Securities Inc.09-09-2016
Thomas William KautzAmeriprise Financial Services, LLCMetLife Securities Inc.09-01-2016
Tena Lucille KautzAmeriprise Financial Services, LLCMetLife Securities Inc.08-31-2016
W Seth HamiltonAmeriprise Financial Services, LLCMetLife Securities Inc.08-31-2016
Bryce L CookAmeriprise Financial Services, LLCMetLife Securities Inc.08-15-2016
Chialing WongAmeriprise Financial Services, LLCMetLife Securities Inc.07-22-2016
Ricky Lee BinghamAmeriprise Financial Services, LLCMetLife Securities Inc.$5007-05-2016
Jon E HillAmeriprise Financial Services, LLCMetLife Securities Inc.06-30-2016
Richard Alfonso IbarraAmeriprise Financial Services, LLCMetLife Securities Inc.$5006-29-2016
David Thatcher DilleyAmeriprise Financial Services, LLCMetLife Securities Inc.06-29-2016
Joe Alan ScottAmeriprise Financial Services, LLCMetLife Securities Inc.06-29-2016
Hien T LaiAmeriprise Financial Services, LLCMetLife Securities Inc.06-29-2016
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.