Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Li ZhuMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
Doo Han HongMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
Charles Edward PollockMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
Robert A. SmithMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
J Timothy EssmanMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Chris William SousounisMML Investors Services, LLCMetLife Securities Inc.$5603-25-2017
Daniel Brian LongMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Caryn Annik Sophie AugstMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Charles Ray SaundersMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Yong Bum KimMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
James Spencer Jones IIIMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Flora K KamMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Charles Willard Rubsamen Jr.MML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Richard Allyn QuanMML Investors Services, LLCMetLife Securities Inc.$2803-25-2017
Katherine B. FloresMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Trenton Glen AdamsMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Janice Junghwa AhnMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Victor A DillardMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Michael Edward CadisMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Robert Williams CheathamMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
David M. HendersonMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Dean EhyaMML Investors Services, LLCMetLife Securities Inc.$2203-25-2017
Charles Gary RumseyMML Investors Services, LLCMetLife Securities Inc.$1203-25-2017
William Abe FrankensteinMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Darrell James WilliamsMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Next Page »

Showing 1 to 25 of 128 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.