Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neal Wayne CloerPrincipal Securities, Inc.MetLife Securities Inc.08-23-2016
James Ralph Pappas IIIPrincipal Securities, Inc.MetLife Securities Inc.$5008-02-2016
Christopher James MideckePrincipal Securities, Inc.MetLife Securities Inc.07-13-2016
Kelli Ann LynnPrincipal Securities, Inc.MetLife Securities Inc.01-29-2016
John T Hill IIPrincipal Securities, Inc.MetLife Securities Inc.12-11-2015
Michael Gary PesacovPrincipal Securities, Inc.MetLife Securities Inc.12-02-2014
Scott Michael SmithPrincipal Securities, Inc.MetLife Securities Inc.11-21-2014
Andrew John MongeonPrincipal Securities, Inc.MetLife Securities Inc.08-01-2014
Todd Matthew ReamannPrincipal Securities, Inc.MetLife Securities Inc.08-01-2014
David Winfield AndersonPrincipal Securities, Inc.MetLife Securities Inc.$2501-03-2014
Sarah Lynn PutnamPrincipal Securities, Inc.MetLife Securities Inc.06-30-2011
Patrick Gabriel OconnellPrincipal Securities, Inc.MetLife Securities Inc.06-28-2010
Mark B AveryPrincipal Securities, Inc.MetLife Securities Inc.10-23-2009
Jonathan Mac LaffertyPrincipal Securities, Inc.MetLife Securities Inc.10-15-2009
Kimberly Patrick BushPrincipal Securities, Inc.MetLife Securities Inc.05-13-2009
Victor S YedidPrincipal Securities, Inc.MetLife Securities Inc.03-26-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.