Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dianne Therese FayThe O.N. Equity Sales CompanyMetLife Securities Inc.08-11-2009
Donald Peter BoucherLPL Financial LLCMetLife Securities Inc.04-21-2011
Sharon Elizabeth BoucherLPL Financial LLCMetLife Securities Inc.$2504-21-2011
David Bryon MorganAllstate Financial Services, LLCMetLife Securities Inc.05-16-2011
Sarah Lynn PutnamPrincipal Securities, Inc.MetLife Securities Inc.06-30-2011
Richard KoontzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.11-05-2012
Shawn K HoskinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.02-06-2014
Stephen Jeffrey HazelMagnificent Life Financial PlanningMetLife Securities Inc.03-26-2014
Randolph Depray Weatherton IICambridge Investment Research, Inc.MetLife Securities Inc.10-01-2014
Scott Arthur GroneCetera Advisor Networks LLCMetLife Securities Inc.10-20-2014
Teena Ann MilldebrandtCetera Advisor Networks LLCMetLife Securities Inc.10-20-2014
Matthew Ryan NashVanguard Marketing CorporationMetLife Securities Inc.09-24-2015
Kevin William McbarronUnion Capital CompanyMetLife Securities Inc.$7812-19-2015
Michael ApsellSagePoint Financial, Inc.MetLife Securities Inc.$3302-04-2016
Joseph Roland KlimczakJ.P. Morgan Securities LLCMetLife Securities Inc.04-26-2016
Wayne David KandasAmeriprise Financial Services, LLCMetLife Securities Inc.$10005-27-2016
Nicholas William DyerAmeriprise Financial Services, LLCMetLife Securities Inc.05-27-2016
Christopher Wayne KandasAmeriprise Financial Services, LLCMetLife Securities Inc.05-27-2016
Bryce L CookAmeriprise Financial Services, LLCMetLife Securities Inc.08-15-2016
Theodore Joseph Myzwinski JrThrivent Investment Management Inc.MetLife Securities Inc.01-19-2017

Showing 1 to 20 of 20 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.