Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam WertheimerCharles Schwab & Co., Inc.MetLife Securities Inc.08-01-2013
Angelo Joseph Lazzara Sr.Centaurus Financial, Inc.MetLife Securities Inc.02-19-2010
Brent Benjamin BunneEdward JonesMetLife Securities Inc.04-12-2010
Bryce L. CookAmeriprise Financial Services, LLCMetLife Securities Inc.08-15-2016
Carlyn J. RankinAXA Advisors, LLCMetLife Securities Inc.10-12-2016
Christopher W. KandasAmeriprise Financial Services, LLCMetLife Securities Inc.05-27-2016
David Bryon MorganAllstate Financial Services, LLCMetLife Securities Inc.05-16-2011
Dennis W Butner IIChase Investment Services Corp.MetLife Securities Inc.10-19-2009
Dianne Therese FayThe O.N. Equity Sales CompanyMetLife Securities Inc.08-11-2009
Donald Peter BoucherLPL Financial LLCMetLife Securities Inc.04-21-2011
Edward Ira AlbrechtSagePoint Financial, Inc.MetLife Securities Inc.12-19-2013
Enrique BecerraPruco Securities, LLC.MetLife Securities Inc.01-28-2014
Evan M WeinzierlUnited Planners' Financial Services of America A Limited PartnerMetLife Securities Inc.08-31-2016
James Bernard MengeringhausenWaddell & ReedMetLife Securities Inc.02-19-2015
Jerry Michael WellsSagePoint Financial, Inc.MetLife Securities Inc.05-18-2016
Jonathon Allen StaatsWFG Investments, Inc.MetLife Securities Inc.10-30-2014
Joseph Kenneth Edwins Jr.Ameriprise Financial Services, LLCMetLife Securities Inc.$15008-08-2014
Joseph Roland KlimczakJ.P. Morgan Securities LLCMetLife Securities Inc.04-26-2016
Ken Matsuo IhoriCentaurus Financial, Inc.MetLife Securities Inc.01-31-2011
Kenneth William CollierPruco Securities, LLC.MetLife Securities Inc.12-24-2013
Kevin William McBarronUnion Capital CompanyMetLife Securities Inc.12-19-2015
Matthew Ryan NashVanguard Marketing CorporationMetLife Securities Inc.09-24-2015
Michael ApsellSagePoint Financial, Inc.MetLife Securities Inc.02-04-2016
Michael Dominic GarmoneLPL Financial LLCMetLife Securities Inc.11-03-2014
Michael Richard Mazzella Sr.SII Investments, Inc.MetLife Securities Inc.04-30-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.