Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Malone SabaughUBS Financial Services Inc.MetLife Securities Inc.04-14-2014
Surina Kaur NarangVoya Financial Advisors, Inc.MetLife Securities Inc.$10004-11-2014
Ali YavariMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.04-09-2014
Weina HouMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.$10004-02-2014
Ryan Joseph GraczykCommonwealth Financial NetworkMetLife Securities Inc.$25003-28-2014
Kevin Miguel VillanuevaSecurities America, Inc.MetLife Securities Inc.$50003-25-2014
Martha Diane LivelyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)MetLife Securities Inc.$10003-12-2014
Robert Mark SchaafWaddell & ReedMetLife Securities Inc.$10003-04-2014
Sepehr Mehrad HosseiniWoodbury Financial Services, Inc.MetLife Securities Inc.$10002-14-2014
Dennis Dale DresherCambridge Investment Research, Inc.MetLife Securities Inc.$10002-03-2014
David Arthur OwensCornerstone Wealth Advisors, Inc.MetLife Securities Inc.12-19-2013
Allen Tien HuLPL Financial LLCMetLife Securities Inc.$10012-17-2013
Mark Edward IshibashiLPL Financial LLCMetLife Securities Inc.$50012-17-2013
Stephen Duncan HomeLPL Financial LLCMetLife Securities Inc.$25012-13-2013
Gale Ann BrodieWaddell & ReedMetLife Securities Inc.$50012-13-2013
Tonia Sharda RyanWaddell & ReedMetLife Securities Inc.12-13-2013
Art HeLPL Financial LLCMetLife Securities Inc.12-13-2013
Nona Parmelee BelousWaddell & ReedMetLife Securities Inc.$10011-15-2013
Ryan Christopher PerryMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.11-13-2013
Brett Eugene DaltonAmeriprise Financial Services, Inc.MetLife Securities Inc.$10010-18-2013
Steven E BernsteinJ.P. Morgan Securities LLCMetLife Securities Inc.$50010-02-2013
Brett R. GillespieLPL Financial LLCMetLife Securities Inc.09-18-2013
Angela Yoomi SonPruco Securities, LLC.MetLife Securities Inc.08-22-2013
Zale Robert CrawfordCommonwealth Financial NetworkMetLife Securities Inc.08-09-2013
James Devereux Chase Jr.LPL Financial LLCMetLife Securities Inc.08-01-2013
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Showing 51 to 75 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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