Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Nathen Alexander BanneMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Richard David LongMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Richard RockeMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Amelia Tan KohMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Terry Curtis RobertsonMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Scott Robert KreymborgMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Elly ChanMML Investors Services, LLCMetLife Securities Inc.03-25-2017
James Husin HasnahMML Investors Services, LLCMetLife Securities Inc.03-25-2017
James Patricio HannaMML Investors Services, LLCMetLife Securities Inc.03-25-2017
James Robert LingelbachMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Warren James MillardMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Alice S. Roe UrataMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Royceton Shane PinderMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Homa FallahrastegarMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Viola LiuMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Corazon Vega SanchezMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Ahmad Edd TehranchiMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Carl Henry Jackson Jr.MML Investors Services, LLCMetLife Securities Inc.03-25-2017
Leo GuedaliaMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Linh Thieu MaMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Miriam WizmanMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Alan Michael GranadeMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Douglas Michael GoodMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Pei GuMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Jennie H. LamMML Investors Services, LLCMetLife Securities Inc.03-25-2017
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Showing 1 to 25 of 175 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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