Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melissa A CiotoliResnick AdvisorsMetLife Securities Inc.03-17-2017
Nafi Musa HusseinAmeriprise Financial Services, LLCMetLife Securities Inc.$2503-06-2017
Katherine A FibigerLPL Financial LLCMetLife Securities Inc.$5002-15-2017
Christopher Nicholas WojtusikKey Investment Services LLCMetLife Securities Inc.02-06-2017
Kevin Martin FinnNYLIFE Securities LLCMetLife Securities Inc.12-21-2016
Samuel WatsonCitizens Securities, Inc.MetLife Securities Inc.11-29-2016
Paul Andrew HeymanLPL Financial LLCMetLife Securities Inc.11-03-2016
Andrew DunlapOppenheimer & Co. Inc.MetLife Securities Inc.10-20-2016
Robert J SandSecurities Service Network, LLCMetLife Securities Inc.10-04-2016
Stuart J. HawkinsParkland Securities, LLCMetLife Securities Inc.07-07-2016
Joseph G. MaurielloRaymond James Financial Services, Inc.MetLife Securities Inc.05-25-2016
Dararith LyNational Planning CorporationMetLife Securities Inc.05-09-2016
Steven H DegraffPark Avenue Securities LLCMetLife Securities Inc.04-29-2016
Kevin Barry ReganKestra Investment Services, LLCMetLife Securities Inc.03-31-2016
Robert Emmett Tubridy Jr.Commonwealth Financial NetworkMetLife Securities Inc.$1003-04-2016
Steven Adam CohenJ.P. Morgan Securities LLCMetLife Securities Inc.$1003-03-2016
Christopher Francis BaderAXA Advisors, LLCMetLife Securities Inc.01-15-2016
Janice Regina BoothINVEST Financial CorporationMetLife Securities Inc.$2501-11-2016
Lyle Hans-Christian PennellLPL Financial LLCMetLife Securities Inc.$5012-04-2015
Matthew William FortneyNorthstar Wealth Partners LLCMetLife Securities Inc.$5011-30-2015
Leonel CalderonLPL Financial LLCMetLife Securities Inc.$5011-12-2015
Robert Joseph LayerFarmers Financial Solutions, LLCMetLife Securities Inc.10-15-2015
Ravin K WaltersCharles Schwab & Co., Inc.MetLife Securities Inc.09-30-2015
Jeffrey V. DesmaraisNYLIFE Securities LLCMetLife Securities Inc.09-28-2015
Nicholas J. ExiasAXA Advisors, LLCMetLife Securities Inc.09-04-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.