Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Wendell BryarsMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Benjamin Franklin DyalMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Elan MoasMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Eileen CioeMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Kirk Christopher KinsmanMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Philip Raymond EngelmannMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Tracy Martin PickMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Alexander Quinton GrahamMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Paul Joseph CaricoMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Paul Francis IandoliMML Investors Services, LLCMetLife Securities Inc.$4203-25-2017
Laurie Ellen MadenfortMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Joseph Robert Peterson Jr.MML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Keith Caro AllenMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Christopher G. PriceMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Robert Allen FriedmarMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Thomas Charles Wilson Jr.MML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Jeffrey L. GordonMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Richard Carrington WrightMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Melita Jeanne CampbellMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Aline Lenore FisherMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Steven Mark LackeyMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Robert Eugene BrownMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Yousef Jaffer SurmawalaMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Susan Doxsee FristoeMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Raja Ramchand MahtaniMML Investors Services, LLCMetLife Securities Inc.03-25-2017
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Showing 1 to 25 of 136 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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