Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott David PuigAllstate Financial Services, LLCMetLife Securities Inc.09-23-2013
Gil Lawrence FashAmeriprise Financial Services, LLCMetLife Securities Inc.02-15-2017
Jerome Edward StrzeleckiAmeriprise Financial Services, LLCMetLife Securities Inc.02-15-2017
Christopher Michael FashAmeriprise Financial Services, LLCMetLife Securities Inc.02-15-2017
Scott Leroy EnglehartAmeriprise Financial Services, LLCMetLife Securities Inc.04-04-2014
Peter Paul McCannArete Wealth Management, LLCMetLife Securities Inc.01-02-2013
Mario GovicArete Wealth Management, LLCMetLife Securities Inc.$1008-08-2012
Donna Kaye ReilleyAusdal Financial Partners, Inc.MetLife Securities Inc.11-07-2016
Harish PatelAusdal Financial Partners, Inc.MetLife Securities Inc.$5002-17-2015
Timothy P JohnsonAusdal Financial Partners, Inc.MetLife Securities Inc.03-18-2014
Andrew WaggonerBates Securities, Inc.MetLife Securities Inc.05-04-2017
Bryna Ann KanarekCambridge Investment Research, Inc.MetLife Securities Inc.11-18-2016
Anne Marie ClaytonCambridge Investment Research, Inc.MetLife Securities Inc.03-21-2016
Eric James SiegeltuchCetera Financial Specialists LLCMetLife Securities Inc.$2503-01-2013
Jason Ray BruxvoortCetera Financial Specialists LLCMetLife Securities Inc.05-01-2011
Gregory YutzeyCetera Financial Specialists LLCMetLife Securities Inc.08-20-2010
Jessie Sean MooreCetera Financial Specialists LLCMetLife Securities Inc.$5008-05-2009
Marc Jonathan TheienCetera Investment Services LLCMetLife Securities Inc.08-11-2016
Eric James NelsonChase Investment Services Corp.MetLife Securities Inc.02-01-2010
Andrew Richard SchumacherCommonwealth Financial NetworkMetLife Securities Inc.12-09-2016
Mary Jane AlaghebandCountry Capital Management CompanyMetLife Securities Inc.01-03-2013
Kandi Lynn Keyes-WinfordCountry Capital Management CompanyMetLife Securities Inc.12-14-2012
Sean Casey ClancyEquity Services, Inc.MetLife Securities Inc.01-31-2017
Thomas John GilboyEquity Services, Inc.MetLife Securities Inc.01-26-2017
Timothy James DunnebackEquity Services, Inc.MetLife Securities Inc.09-09-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.