Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jessie Sean MooreCetera Financial Specialists LLCMetLife Securities Inc.08-05-2009
Ruben Zapata Jr.Fifth Third Securities, Inc.MetLife Securities Inc.10-05-2009
Jordan M JacobsEstate & Trust AdvisorsMetLife Securities Inc.03-18-2010
Sally Hyunsook ChungWoodbury Financial Services, Inc.MetLife Securities Inc.06-30-2010
Lori Jane MillerLPL Financial LLCMetLife Securities Inc.06-30-2010
Gregory YutzeyCetera Financial Specialists LLCMetLife Securities Inc.08-20-2010
Rob Dean HooverMWA Financial Services Inc.MetLife Securities Inc.10-29-2010
Blake Alan CrousoreNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.12-23-2010
Mark Allen ByarsRaymond James & Associates, Inc.MetLife Securities Inc.10-03-2011
Mark William RogersPlanMember Securities CorporationMetLife Securities Inc.10-05-2011
Juan Mendoza WheatState Farm VP Management Corp.MetLife Securities Inc.05-04-2012
Mario GovicArete Wealth Management, LLCMetLife Securities Inc.$1008-08-2012
Joseph Benjamin HorstmannLPL Financial LLCMetLife Securities Inc.11-02-2012
Maureen MenaLPL Financial LLCMetLife Securities Inc.01-09-2013
Eric James SiegeltuchCetera Financial Specialists LLCMetLife Securities Inc.$2503-01-2013
Brian Ernest SoczkaWells Fargo Clearing Services, LLCMetLife Securities Inc.08-06-2013
George Donald SutphenPruco Securities, LLC.MetLife Securities Inc.09-20-2013
Scott David PuigAllstate Financial Services, LLCMetLife Securities Inc.09-23-2013
Samuel Frank KrollEquity Services, Inc.MetLife Securities Inc.$1002-05-2014
James N. ArgentineSigma Financial CorporationMetLife Securities Inc.02-07-2014
Scott Leroy EnglehartAmeriprise Financial Services, Inc.MetLife Securities Inc.04-04-2014
Edward Herbert Brenmark IIINYLIFE Securities LLCMetLife Securities Inc.10-28-2014
Harish PatelAusdal Financial Partners, Inc.MetLife Securities Inc.$5002-17-2015
Paris Monte LewisNYLIFE Securities LLCMetLife Securities Inc.03-27-2015
Gina Faye MartinFarmers Financial Solutions, LLCMetLife Securities Inc.03-31-2015
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Showing 1 to 25 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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