Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Scott FalconerSecurian Financial Services, Inc.MetLife Securities Inc.04-12-2017
Susan Lois LightLPL Financial LLCMetLife Securities Inc.$25003-13-2017
Renee Simon ShermanMML Investors Services, LLCMetLife Securities Inc.$25002-10-2017
Brenden Matthew HagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.12-20-2016
Brad Mitchell CaplandLPL Financial LLCMetLife Securities Inc.11-09-2016
Mark T. LinnaneLPL Financial LLCMetLife Securities Inc.10-20-2016
Jonathan SudkinLPL Financial LLCMetLife Securities Inc.10-07-2016
Glenn William GallowayLincoln Financial Advisors CorporationMetLife Securities Inc.09-07-2016
Michael Richard LaliberteCambridge Investment Research, Inc.MetLife Securities Inc.$10009-01-2016
Martha M. PayneLPL Financial LLCMetLife Securities Inc.08-12-2016
John Richard PrattiCommonwealth Financial NetworkMetLife Securities Inc.$15007-29-2016
Jessica Mansfield MorrisRBC Capital Markets, LLCMetLife Securities Inc.06-01-2016
Robert CaputoCitizens Securities, Inc.MetLife Securities Inc.03-07-2016
Keith Edward TatlockCommonwealth Financial NetworkMetLife Securities Inc.$10002-26-2016
David Norton TinsleyCommonwealth Financial NetworkMetLife Securities Inc.$10002-01-2016
Daniel TinsleyCommonwealth Financial NetworkMetLife Securities Inc.$15002-01-2016
Paul TamagniThe Patriot Financial Group, LLCMetLife Securities Inc.12-07-2015
Peter Richard StranoAmeritas Investment Corp.MetLife Securities Inc.$50011-04-2015
Laura Marie FlynnPruco Securities, LLC.MetLife Securities Inc.11-04-2015
Jennifer LafranceCommonwealth Financial NetworkMetLife Securities Inc.10-30-2015
Robert John BoettcherLPL Financial LLCMetLife Securities Inc.$25009-03-2015
Richard S SentnorAdvisory Resource Group, LLCMetLife Securities Inc.06-09-2015
David Ronald HudsonLPL Financial LLCMetLife Securities Inc.$10006-05-2015
Jeremy Glenn CohenIndependent Financial Group, LLCMetLife Securities Inc.$10004-13-2015
Michael Thomas MeehanMetLife Securities Inc.MetLife Securities Inc.$25001-02-2015
Next Page »

Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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