Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard S SentnorAdvisory Resource Group, LLCMetLife Securities Inc.$2506-09-2015
Peter Richard StranoAmeritas Investment Company, LLCMetLife Securities Inc.11-04-2015
Michael Richard LaliberteCambridge Investment Research, Inc.MetLife Securities Inc.09-01-2016
Timothy Patrick HayesCambridge Investment Research, Inc.MetLife Securities Inc.08-04-2010
Mark D RoopCambridge Investment Research, Inc.MetLife Securities Inc.02-01-2009
Gary R. SmithCantella & Co., Inc.MetLife Securities Inc.02-07-2014
Robert CaputoCitizens Securities, Inc.MetLife Securities Inc.03-07-2016
Christopher WalkiewiczCitizens Securities, Inc.MetLife Securities Inc.$5012-12-2011
Kevin C. OutlandCitizens Securities, Inc.MetLife Securities Inc.07-27-2009
John Richard PrattiCommonwealth Financial NetworkMetLife Securities Inc.$15007-29-2016
Keith Edward TatlockCommonwealth Financial NetworkMetLife Securities Inc.$1002-26-2016
David Norton TinsleyCommonwealth Financial NetworkMetLife Securities Inc.$10002-01-2016
Daniel TinsleyCommonwealth Financial NetworkMetLife Securities Inc.02-01-2016
Jennifer LafranceCommonwealth Financial NetworkMetLife Securities Inc.10-30-2015
Christopher D. CaronFidelity Brokerage Services LLCMetLife Securities Inc.10-03-2011
Adam BatemanFlagship Harbor Advisors, LLCMetLife Securities Inc.12-02-2013
Ye Edward HuangFORESTERS EQUITY SERVICES, INC.MetLife Securities Inc.$5008-06-2014
James Robert CoteHornor, Townsend & Kent, LLCMetLife Securities Inc.01-17-2014
Jeremy Glenn CohenIndependent Financial Group, LLCMetLife Securities Inc.04-13-2015
Jeanine Marie BerattaInvestors Capital Corp.MetLife Securities Inc.01-03-2014
Gerald F BonnerInvestors Capital Corp.MetLife Securities Inc.01-03-2014
Glenn William GallowayLincoln Financial Advisors CorporationMetLife Securities Inc.09-07-2016
Brad Mitchell CaplandLPL Financial LLCMetLife Securities Inc.11-09-2016
Mark T. LinnaneLPL Financial LLCMetLife Securities Inc.10-20-2016
Jonathan SudkinLPL Financial LLCMetLife Securities Inc.10-07-2016
Next Page »

Showing 1 to 25 of 52 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.