Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard S SentnorAdvisory Resource Group, LLCMetLife Securities Inc.06-09-2015
Peter Richard StranoAmeritas Investment Corp.MetLife Securities Inc.11-04-2015
Michael Richard LaliberteCambridge Investment Research, Inc.MetLife Securities Inc.09-01-2016
Timothy Patrick HayesCambridge Investment Research, Inc.MetLife Securities Inc.08-04-2010
Gary R. SmithCantella & Co., Inc.MetLife Securities Inc.02-07-2014
John Richard PrattiCommonwealth Financial NetworkMetLife Securities Inc.$15007-29-2016
Keith Edward TatlockCommonwealth Financial NetworkMetLife Securities Inc.$1002-26-2016
David Norton TinsleyCommonwealth Financial NetworkMetLife Securities Inc.$18902-01-2016
Joshua Julio ToppFlagship Harbor Advisors, LLCMetLife Securities Inc.12-02-2013
Adam BatemanFlagship Harbor Advisors, LLCMetLife Securities Inc.12-02-2013
James Robert CoteHornor, Townsend & Kent, LLCMetLife Securities Inc.01-17-2014
Glenn William GallowayLincoln Financial Advisors CorporationMetLife Securities Inc.09-07-2016
Susan Lois LightLPL Financial LLCMetLife Securities Inc.$2503-13-2017
Brad Mitchell CaplandLPL Financial LLCMetLife Securities Inc.11-09-2016
Mark T. LinnaneLPL Financial LLCMetLife Securities Inc.10-20-2016
Jonathan SudkinLPL Financial LLCMetLife Securities Inc.10-07-2016
Martha M. PayneLPL Financial LLCMetLife Securities Inc.08-12-2016
Robert John BoettcherLPL Financial LLCMetLife Securities Inc.09-03-2015
David Ronald HudsonLPL Financial LLCMetLife Securities Inc.$1006-05-2015
Ryan James SmithLPL Financial LLCMetLife Securities Inc.$5005-27-2014
John C ShenLPL Financial LLCMetLife Securities Inc.04-17-2012
Brenden Matthew HagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.12-20-2016
Robert Samuel BermanMML Investors Services, LLCMetLife Securities Inc.$22103-25-2017
Walter Richard May IIIMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
Heidi Lydia HansonMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
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Showing 1 to 25 of 107 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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