Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank RosanoNYLIFE Securities LLCMetLife Securities Inc.01-05-2009
Mark D RoopCambridge Investment Research, Inc.MetLife Securities Inc.$10002-01-2009
Thomas Neal O'ConnorBaystate Wealth ManagementMetLife Securities Inc.02-11-2010
Gregory Jude PintoBaystate Wealth ManagementMetLife Securities Inc.04-21-2010
Timothy Patrick HayesCambridge Investment Research, Inc.MetLife Securities Inc.$50008-04-2010
Dmitry FrenklakhNYLIFE Securities LLCMetLife Securities Inc.10-05-2010
Philip Stanley Barnes IIIBaystate Wealth ManagementMetLife Securities Inc.03-18-2011
Peter Nicholas RodisOneAmerica Securities, Inc.MetLife Securities Inc.06-13-2011
Nicholas SilvaNYLIFE Securities LLCMetLife Securities Inc.07-01-2011
Christopher WalkiewiczCitizens Securities, Inc.MetLife Securities Inc.$50012-12-2011
Glenn Mark CalvaneseMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.03-19-2012
Michael T. RossmanNYLIFE Securities LLCMetLife Securities Inc.$25004-02-2012
John C ShenLPL Financial LLCMetLife Securities Inc.$25004-17-2012
Greg HopkinsSignator Investors, Inc.MetLife Securities Inc.09-06-2012
Adam Michael HogueLPL Financial LLCMetLife Securities Inc.12-21-2012
Peter Michael CushingRevere Securities LLCMetLife Securities Inc.$20004-30-2013
Aaron Michael SpelkerMarathon Retirement And Pension Consulting, LLCMetLife Securities Inc.05-21-2013
Joshua Julio ToppFlagship Harbor Advisors, LLCMetLife Securities Inc.12-02-2013
Adam BatemanFlagship Harbor Advisors, LLCMetLife Securities Inc.12-02-2013
Trey Harold WhalleySignator Investors, Inc.MetLife Securities Inc.12-20-2013
Gerald F BonnerInvestors Capital Corp.MetLife Securities Inc.$10001-03-2014
Jeanine Marie BerattaInvestors Capital Corp.MetLife Securities Inc.01-03-2014
James Robert CoteHornor, Townsend & Kent, LLCMetLife Securities Inc.$25001-17-2014
Hajra Nawel KhanMorgan StanleyMetLife Securities Inc.01-29-2014
Paul Steven ElkindThe O.N. Equity Sales CompanyMetLife Securities Inc.02-03-2014
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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