Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael BockmanMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Ahmad Moghis MianMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Alexander J BrignacEdward JonesMetLife Securities Inc.03-22-2017
Bruce David WardMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Bryan Keith BoltenMML Investors Services, LLCMetLife Securities Inc.$1,00003-25-2017
Charlie Henry SottorivaMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Christopher CarterEdward JonesMetLife Securities Inc.02-25-2013
Christopher Joshua CampoMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Christopher Lee RobertshawEdward JonesMetLife Securities Inc.10-26-2015
Christopher Louis PatrasAusdal Financial Partners, Inc.MetLife Securities Inc.03-24-2011
Chuck Asher EdelsteinCetera Financial Specialists LLCMetLife Securities Inc.09-24-2013
Dat D DaoEdward JonesMetLife Securities Inc.11-23-2011
David Clinton WilsonEdward JonesMetLife Securities Inc.01-12-2009
Denise Kay FordCetera Advisors LLCMetLife Securities Inc.12-06-2012
Gregory Dale SteinMML Investors Services, LLCMetLife Securities Inc.03-25-2017
James Todd GentryMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Jeffrey Brian FletcherEdward JonesMetLife Securities Inc.05-13-2011
John Michael DodsonMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Joseph Lawrence HeitkampMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Joshua James DerwinPruco Securities, LLC.MetLife Securities Inc.07-08-2014
Lance Edward CurnesMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Lawrence William DorrPark Avenue Securities LLCMetLife Securities Inc.08-17-2016
Leonard Fritz Sander Jr.MML Investors Services, LLCMetLife Securities Inc.03-25-2017
Matthew Grant SwatekThe Retirement Planning Group, Inc.MetLife Securities Inc.01-20-2015
Nicholas R DraganMML Investors Services, LLCMetLife Securities Inc.$1903-25-2017
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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