Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry Patrick WallAllstate Financial Services, LLCMetLife Securities Inc.03-15-2016
Ricky Gray CrabtreeAllstate Financial Services, LLCMetLife Securities Inc.01-31-2014
Abigail Hastings KerrAmeriprise Financial Services, LLCMetLife Securities Inc.$20012-13-2013
Adam Todd WexlerBB&T Investment Services, Inc.MetLife Securities Inc.07-17-2012
Shelly Dawn RichardsBB&T Investment Services, Inc.MetLife Securities Inc.$1003-07-2011
Sara Zook DickeyBB&T Investment Services, Inc.MetLife Securities Inc.04-27-2009
Michael J. RiceCambridge Investment Research, Inc.MetLife Securities Inc.09-30-2016
Dennis Wayne MumfordCambridge Investment Research, Inc.MetLife Securities Inc.$5001-31-2014
Anita Nichole CanadyCUSO Financial Services, L.P.MetLife Securities Inc.$5012-12-2016
Frank Nolan KisselCUSO Financial Services, L.P.MetLife Securities Inc.$1012-18-2014
George Leavell Coxhead Jr.Equity Services, Inc.MetLife Securities Inc.11-02-2012
Cynthia Louise Block-TaylorHornor, Townsend & Kent, LLCMetLife Securities Inc.08-22-2017
Daniel Jun LeeHornor, Townsend & Kent, LLCMetLife Securities Inc.05-16-2016
Pauline Susan Woodhouse-SmithInnovation Partners LLCMetLife Securities Inc.03-27-2015
Stephanie Jane O'HaraINVEST Financial CorporationMetLife Securities Inc.12-21-2009
Carl Steven MyersLincoln Financial Securities CorporationMetLife Securities Inc.04-27-2015
Gregory Kenneth SpencerLincoln Financial Securities CorporationMetLife Securities Inc.01-27-2015
Bing C. MichaelLincoln Financial Securities CorporationMetLife Securities Inc.02-01-2011
Bernard Thomas KingLincoln Financial Securities CorporationMetLife Securities Inc.$5011-01-2010
Kenneth Rell DavisLincoln Financial Securities CorporationMetLife Securities Inc.09-03-2010
Alvonzo Timothy GibbsLincoln Financial Securities CorporationMetLife Securities Inc.04-01-2010
Wayne Eric GreenoughLPL Financial LLCMetLife Securities Inc.12-15-2016
Timothy Ryan RolfsLPL Financial LLCMetLife Securities Inc.$1002-12-2016
Daniel P. PooleLPL Financial LLCMetLife Securities Inc.10-22-2015
Elizabeth A Tanos-PriestMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.$1011-12-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.