Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cynthia Louise Block-TaylorHornor, Townsend & Kent, LLCMetLife Securities Inc.08-22-2017
Coleton Taylor BooneWaddell & ReedMetLife Securities Inc.08-23-2016
Jean Robert Metayer Jr.Waddell & ReedMetLife Securities Inc.06-07-2016
Daniel Jun LeeHornor, Townsend & Kent, LLCMetLife Securities Inc.05-16-2016
Craig Anderson SprySunTrust Investment Services, Inc.MetLife Securities Inc.07-07-2015
Carl Steven MyersLincoln Financial Securities CorporationMetLife Securities Inc.04-27-2015
Pauline Susan Woodhouse-SmithInnovation Partners LLCMetLife Securities Inc.03-27-2015
Dianna Sue HoffmanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)MetLife Securities Inc.02-13-2015
Gregory Kenneth SpencerLincoln Financial Securities CorporationMetLife Securities Inc.01-27-2015
Michael Paul Lessard Jr.Southeast Investments, N.C., Inc.MetLife Securities Inc.10-03-2014
David Christian BookerSignator Investors, Inc.MetLife Securities Inc.08-01-2014
James Lewis Groves Sr.PNC InvestmentsMetLife Securities Inc.03-17-2014
James Calvin Byers IIPruco Securities, LLC.MetLife Securities Inc.02-07-2014
Ricky Gray CrabtreeAllstate Financial Services, LLCMetLife Securities Inc.01-31-2014
Jamie Lynn MinsterPark Avenue Securities LLCMetLife Securities Inc.04-16-2013
Jonathan Mackenzie MaloneQuestar Capital CorporationMetLife Securities Inc.03-20-2013
Vincent Edward GahrenTrinity Asset Partners, LLCMetLife Securities Inc.12-18-2012
George Leavell Coxhead Jr.Equity Services, Inc.MetLife Securities Inc.11-02-2012
Byron WhatleyPrincipal Securities, Inc.MetLife Securities Inc.09-17-2012
Andrea J. BuschurPruco Securities, LLC.MetLife Securities Inc.06-25-2012
Carlos Santana StennisWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)MetLife Securities Inc.07-13-2011
Bing C. MichaelLincoln Financial Securities CorporationMetLife Securities Inc.02-01-2011
Alvonzo Timothy GibbsLincoln Financial Securities CorporationMetLife Securities Inc.04-01-2010
Stephanie J O'HaraINVEST Financial CorporationMetLife Securities Inc.12-21-2009
Sara Zook DickeyBB&T Investment Services, Inc.MetLife Securities Inc.04-27-2009
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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