Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Isabel Maria Rodrigues-PauloSecurian Financial Services, Inc.MetLife Securities Inc.03-30-2017
Warren Richard GravesLincoln Financial Advisors CorporationMetLife Securities Inc.03-24-2017
Edward Thomas MunozG.F. Investment Services, LLCMetLife Securities Inc.03-21-2017
Zhong Da WangPruco Securities, LLC.MetLife Securities Inc.03-09-2017
Robert James Covello Jr.Securian Financial Services, Inc.MetLife Securities Inc.$103-08-2017
Carolyn J KingEquity Services, Inc.MetLife Securities Inc.$1001-20-2017
Chun LiFirst Heartland Capital, Inc.MetLife Securities Inc.12-21-2016
Mirna VartanianJ.P. Morgan Securities LLCMetLife Securities Inc.10-14-2016
Shenghua WangPruco Securities, LLC.MetLife Securities Inc.09-20-2016
Michael Patrick PrevitiEquity Services, Inc.MetLife Securities Inc.$10009-06-2016
Craig Barry WeissR. Seelaus & Co., LLCMetLife Securities Inc.08-30-2016
Christopher Salvatore GuerrieriEquity Services, Inc.MetLife Securities Inc.08-04-2016
Sabiha Jabbar KhanJ.P. Morgan Securities LLCMetLife Securities Inc.07-26-2016
David N MebsAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Edward Carl HoffmanTriad Advisors LLCMetLife Securities Inc.07-18-2016
Maureen Lee ZukoskyTriad Advisors LLCMetLife Securities Inc.07-18-2016
Jane Theresa KrierTriad Advisors LLCMetLife Securities Inc.07-15-2016
Randolph Mark WarrenTriad Advisors LLCMetLife Securities Inc.07-15-2016
David PoupardLPL Financial LLCMetLife Securities Inc.06-30-2016
Valerie Marie QuartiereWoodbury Financial Services, Inc.MetLife Securities Inc.$106-30-2016
Scott J FrancisSecurian Financial Services, Inc.MetLife Securities Inc.06-28-2016
David ShawEdward JonesMetLife Securities Inc.$5005-27-2016
Kathleen BrownNYLIFE Securities LLCMetLife Securities Inc.05-27-2016
Ranjit BahadurLPL Financial LLCMetLife Securities Inc.$10005-16-2016
Todd Jason RosenblattLPL Financial LLCMetLife Securities Inc.$1005-02-2016
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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