Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Joseph SheridanAllstate Financial Services, LLCMetLife Securities Inc.01-12-2009
Christopher Michael GrellaAmeriprise Financial Services, LLCMetLife Securities Inc.04-11-2016
Anthony MarinoAmeriprise Financial Services, LLCMetLife Securities Inc.$15004-08-2016
Robert Steven Sherlock Jr.Avantax Investment Services, Inc.MetLife Securities Inc.03-25-2016
Michael William RileyAXA Advisors, LLCMetLife Securities Inc.$1012-15-2016
David N MebsAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Mark Steven SchneckAXA Advisors, LLCMetLife Securities Inc.03-14-2012
Christopher Michael MonkCadaret, Grant & Co., Inc.MetLife Securities Inc.09-08-2014
Patrick William PuzzoCetera Advisors LLCMetLife Securities Inc.$2510-30-2014
Rodney Hughes McCallumCetera Investment Services LLCMetLife Securities Inc.02-26-2013
Juan Camilo Isaza SanchezChase Investment Services Corp.MetLife Securities Inc.12-01-2009
Shawn A SteffensCommonwealth Financial NetworkMetLife Securities Inc.$1006-24-2014
Shain Andru SteffensCommonwealth Financial NetworkMetLife Securities Inc.$1006-24-2014
Gabriel Adam LavigneDavid Lerner Associates, Inc.MetLife Securities Inc.09-23-2009
David ShawEdward JonesMetLife Securities Inc.$5005-27-2016
Justin P. SontaEdward JonesMetLife Securities Inc.11-08-2013
Carolyn J KingEquity Services, Inc.MetLife Securities Inc.01-20-2017
Michael Patrick PrevitiEquity Services, Inc.MetLife Securities Inc.09-06-2016
Christopher Salvatore GuerrieriEquity Services, Inc.MetLife Securities Inc.08-04-2016
Nicola RiversoEquity Services, Inc.MetLife Securities Inc.07-29-2016
Jeffrey Ira FriedrichEquity Services, Inc.MetLife Securities Inc.07-29-2016
Christopher James DemarcoEquity Services, Inc.MetLife Securities Inc.11-12-2015
Yanhong LiEquity Services, Inc.MetLife Securities Inc.05-14-2014
David Joseph ChiusanoEquity Services, Inc.MetLife Securities Inc.$1001-06-2014
James Christopher MuroEquity Services, Inc.MetLife Securities Inc.12-13-2013
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.