Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex GlushanokNationwide Planning Associates Inc.MetLife Securities Inc.$15001-07-2009
Patrick Joseph SheridanAllstate Financial Services, LLCMetLife Securities Inc.01-12-2009
Eric G. SafarianState Farm VP Management Corp.MetLife Securities Inc.02-09-2009
Michael Anthony MaffeiLincoln InvestmentMetLife Securities Inc.$1009-01-2009
Philip LivotiPruco Securities, LLC.MetLife Securities Inc.12-28-2009
Jennifer Liu-LeonardoNYLIFE Securities LLCMetLife Securities Inc.02-18-2010
Robert J NigroPruco Securities, LLC.MetLife Securities Inc.07-05-2010
Jason Marcel GonzalezNYLIFE Securities LLCMetLife Securities Inc.08-12-2010
William Pinkney LeachThrivent Investment Management Inc.MetLife Securities Inc.10-27-2010
Christopher Joseph CarrozzaVALIC Financial Advisors, Inc.MetLife Securities Inc.$1005-05-2011
David Patrick EvansMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.10-28-2011
Michael Anthony FerraraNYLIFE Securities LLCMetLife Securities Inc.03-09-2012
Maklof H. HoshanWells Fargo Clearing Services, LLCMetLife Securities Inc.03-29-2012
Robert P. PhilpottVALIC Financial Advisors, Inc.MetLife Securities Inc.09-18-2012
Kim IslamiTD Ameritrade Investment Management, LLCMetLife Securities Inc.09-16-2013
Gerald Edward O'ConnorMorgan StanleyMetLife Securities Inc.09-27-2013
Henry Allan BruhPruco Securities, LLC.MetLife Securities Inc.10-28-2013
Justin P. SontaEdward JonesMetLife Securities Inc.11-08-2013
James Christopher MuroEquity Services, Inc.MetLife Securities Inc.12-13-2013
David Joseph ChiusanoEquity Services, Inc.MetLife Securities Inc.$1001-06-2014
Samuel SteinfeldMML Investors Services, LLCMetLife Securities Inc.03-13-2014
Isidor MosbacherMML Investors Services, LLCMetLife Securities Inc.03-21-2014
Michael Ivan SavinPruco Securities, LLC.MetLife Securities Inc.$1003-24-2014
Avinoam EfraimMML Investors Services, LLCMetLife Securities Inc.05-08-2014
Sanjiv Krishnakant ShahMML Investors Services, LLCMetLife Securities Inc.05-30-2014
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Showing 1 to 25 of 174 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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