Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex GlushanokNationwide Planning Associates Inc.MetLife Securities Inc.$15001-07-2009
Patrick Joseph SheridanAllstate Financial Services, LLCMetLife Securities Inc.01-12-2009
Eric G. SafarianState Farm VP Management Corp.MetLife Securities Inc.02-09-2009
Gregory Michael MiskoPruco Securities, LLC.MetLife Securities Inc.04-13-2009
Chun Fung HaScottrade, Inc.MetLife Securities Inc.07-22-2009
Michael Anthony MaffeiLincoln InvestmentMetLife Securities Inc.$1009-01-2009
Gabriel Adam LavigneDavid Lerner Associates, Inc.MetLife Securities Inc.09-23-2009
Juan Camilo Isaza SanchezChase Investment Services Corp.MetLife Securities Inc.12-01-2009
Philip LivotiPruco Securities, LLC.MetLife Securities Inc.12-28-2009
Kenneth John GertieQuestar Capital CorporationMetLife Securities Inc.$5001-08-2010
Jennifer Liu-LeonardoNYLIFE Securities LLCMetLife Securities Inc.03-11-2010
Kevin James PentPark Avenue Securities LLCMetLife Securities Inc.05-05-2010
Frank ZoltanskiLegend Equities CorporationMetLife Securities Inc.05-18-2010
Robert J NigroPruco Securities, LLC.MetLife Securities Inc.07-05-2010
Jason Marcel GonzalezNYLIFE Securities LLCMetLife Securities Inc.08-12-2010
Daniel Walter CaffreyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.10-15-2010
William Pinkney LeachThrivent Investment Management Inc.MetLife Securities Inc.10-27-2010
Joy R ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.12-20-2010
James Thomas TaltPNC InvestmentsMetLife Securities Inc.03-03-2011
Christina Lorraine VozzoMorgan StanleyMetLife Securities Inc.05-04-2011
Christopher Joseph CarrozzaVALIC Financial Advisors, Inc.MetLife Securities Inc.05-05-2011
Anuradha DronadulaPruco Securities, LLC.MetLife Securities Inc.05-25-2011
Ryan Daniel LynchUBS Financial Services Inc.MetLife Securities Inc.06-20-2011
Betsy Nan BloomMetLife Securities Inc.MetLife Securities Inc.06-23-2011
Andrew Jared PerlsteinUBS Financial Services Inc.MetLife Securities Inc.08-01-2011
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.