Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julia Zeta CoxAllstate Financial Services, LLCMetLife Securities Inc.02-20-2015
Silvia RomanitaAllstate Financial Services, LLCMetLife Securities Inc.05-08-2014
George RamageAllstate Financial Services, LLCMetLife Securities Inc.$2511-25-2013
Lester KelseyAllstate Financial Services, LLCMetLife Securities Inc.$5009-03-2013
David Gordon FellAllstate Financial Services, LLCMetLife Securities Inc.08-24-2012
Daryl Robert RoweAllstate Financial Services, LLCMetLife Securities Inc.$2505-17-2012
Robert Bruce TeitelbaumAllstate Financial Services, LLCMetLife Securities Inc.03-02-2010
William Joseph HeslinAmerican Portfolios Financial Services, Inc.MetLife Securities Inc.07-29-2016
Paul Raymond MoranAmerican Portfolios Financial Services, Inc.MetLife Securities Inc.07-29-2016
Louis Sal AlfanoAmerican Portfolios Financial Services, Inc.MetLife Securities Inc.07-29-2016
Daniel Steven Williams JrAmerican Portfolios Financial Services, Inc.MetLife Securities Inc.06-20-2016
Marc LevyAmeriprise Financial Services, LLCMetLife Securities Inc.$6202-09-2015
Danielle Nicole GuarinoAmeriprise Financial Services, LLCMetLife Securities Inc.05-27-2016
Jacquelyn CalandrielloAmeriprise Financial Services, LLCMetLife Securities Inc.05-27-2016
John Paul Benns JrAmeriprise Financial Services, LLCMetLife Securities Inc.04-15-2015
Eric Matthew FilipponeBuckram Securities LtdMetLife Securities Inc.11-21-2016
Michael LisCadaret, Grant & Co., Inc.MetLife Securities Inc.$10007-29-2016
Patrick JonesCadaret, Grant & Co., Inc.MetLife Securities Inc.02-26-2016
Peter Jack Spaniol JrCadaret, Grant & Co., Inc.MetLife Securities Inc.$2501-22-2016
David N IvancicCadaret, Grant & Co., Inc.MetLife Securities Inc.10-05-2015
Kevin MohrCadaret, Grant & Co., Inc.MetLife Securities Inc.09-13-2012
Joseph M GunningCadaret, Grant & Co., Inc.MetLife Securities Inc.09-30-2011
Jeffrey Michael TrugmanCambridge Investment Research, Inc.MetLife Securities Inc.$2501-30-2015
Bryan TrugmanCambridge Investment Research, Inc.MetLife Securities Inc.12-05-2014
David ChoitCambridge Investment Research, Inc.MetLife Securities Inc.$5012-05-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.