Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Paul CooneyHornor, Townsend & Kent, LLCMetLife Securities Inc.05-18-2017
Joshua Steven CornLPL Financial LLCMetLife Securities Inc.03-13-2017
Dinoe J WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.02-15-2017
Stephen Douglas ParkerRaymond James & Associates, Inc.MetLife Securities Inc.02-09-2017
Peter SamartanoPruco Securities, LLC.MetLife Securities Inc.02-06-2017
Robert Frederick WindhausenM&T Securities, Inc.MetLife Securities Inc.01-11-2017
Nicholas Preston CampbellNational Securities CorporationMetLife Securities Inc.01-09-2017
Daniel MorenoPruco Securities, LLC.MetLife Securities Inc.01-04-2017
Thomas Pieter Lansing Jr.Equity Services, Inc.MetLife Securities Inc.12-20-2016
Ryan Edward DuttonNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.12-08-2016
Benjamin Dexter DugganKey Investment Services LLCMetLife Securities Inc.12-07-2016
Daniel Robert MoruzziEquity Services, Inc.MetLife Securities Inc.12-06-2016
Dickran M KabarajianAXA Advisors, LLCMetLife Securities Inc.12-01-2016
Christopher Ryan JohnsonPruco Securities, LLC.MetLife Securities Inc.11-29-2016
Eric Matthew FilipponeBuckram Securities LtdMetLife Securities Inc.11-21-2016
Jason Christopher LennoxINVEST Financial CorporationMetLife Securities Inc.11-08-2016
Brandon Spencer SieversMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.11-03-2016
Kevin Michael MurphyCUNA Brokerage Services, Inc.MetLife Securities Inc.10-19-2016
Mark IskhakovJ.P. Morgan Securities LLCMetLife Securities Inc.10-17-2016
David Anthony MassaroniWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)MetLife Securities Inc.10-10-2016
Denise Elizabeth ChiarellaAXA Advisors, LLCMetLife Securities Inc.10-07-2016
Thomas G HillPruco Securities, LLC.MetLife Securities Inc.10-04-2016
Mark Alan McGinnisAllstate Financial Services, LLCMetLife Securities Inc.09-29-2016
Na LiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.09-27-2016
Kevin August FalkenbergAllstate Financial Services, LLCMetLife Securities Inc.09-22-2016
Next Page »

Showing 1 to 25 of 265 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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