Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Greg Gregory BoudonFarmers Financial Solutions, LLCMetLife Securities Inc.04-25-2017
Jason Robert BorrassoStratos Wealth Partners, LtdMetLife Securities Inc.02-23-2017
Richard Allen Ganim Jr.LPL Financial LLCMetLife Securities Inc.$5002-15-2017
Dennis James HarpEdward JonesMetLife Securities Inc.$15002-03-2017
Richard Carl SextonU.S. Bancorp Investments, Inc.MetLife Securities Inc.$2502-02-2017
Ranjan JagetiaCommonwealth Financial NetworkMetLife Securities Inc.01-06-2017
Lisa Anne GrassbaughAmeriprise Financial Services, Inc.MetLife Securities Inc.$5011-10-2016
Richard Mario BlancoCambridge Investment Research, Inc.MetLife Securities Inc.$2511-10-2016
Daryl D SteelW&S Brokerage Services, Inc.MetLife Securities Inc.07-12-2016
Jeremy James PhelpsPNC InvestmentsMetLife Securities Inc.07-12-2016
Thomas Francis KehoeIndependent Financial Group, LLCMetLife Securities Inc.04-29-2016
Sam S WalshVoya Financial Advisors, Inc.MetLife Securities Inc.02-08-2016
Kelli Ann LynnPrincipal Securities, Inc.MetLife Securities Inc.01-29-2016
Bruce Allen JosephRaymond James Financial Services, Inc.MetLife Securities Inc.01-07-2016
Danielle Lynette SydnorPNC InvestmentsMetLife Securities Inc.12-28-2015
Deborah Wallace AnzelcIndependent Financial Group, LLCMetLife Securities Inc.$111-27-2015
Maryjo MorelloIndependent Financial Group, LLCMetLife Securities Inc.$5011-27-2015
Julie Michelle RieseckStrategic Advisers LLCMetLife Securities Inc.06-24-2015
Joshua Lee WinklerLincoln Financial Advisors CorporationMetLife Securities Inc.06-04-2015
Charles Wilber Mccoy IISecurities Brokerage ServicesMetLife Securities Inc.05-26-2015
James Benson BartonFSC Securities CorporationMetLife Securities Inc.03-03-2015
Mark RichmondSecurities America, Inc.MetLife Securities Inc.$102-27-2015
Mark Robbin TessneerLPL Financial LLCMetLife Securities Inc.01-30-2015
Randall Gray DanielCambridge Investment Research, Inc.MetLife Securities Inc.01-26-2015
Eric Lee RobertsAmeriprise Financial Services, Inc.MetLife Securities Inc.05-09-2014
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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