Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Scott GibsonWells Fargo Clearing Services, LLCMetLife Securities Inc.$10005-04-2009
Alex Antonio BacayCUSO Financial Services, L.P.MetLife Securities Inc.12-01-2009
James Dennis SpanglerSecurities America, Inc.MetLife Securities Inc.$2512-23-2009
Gregory YutzeyCetera Financial Specialists LLCMetLife Securities Inc.08-20-2010
Dennis Lee TravisThe O.N. Equity Sales CompanyMetLife Securities Inc.01-26-2011
Curtis Michael JohnstonGirard Investment Services, LLCMetLife Securities Inc.09-12-2012
L Randall FaulknerGirard Investment Services, LLCMetLife Securities Inc.09-12-2012
Kimberly Jean BrumbaughLincoln Financial Advisors CorporationMetLife Securities Inc.03-28-2013
Andrew Michael StortiLincoln Financial Advisors CorporationMetLife Securities Inc.$5003-28-2013
Kerry Lynn KinterCetera Financial Specialists LLCMetLife Securities Inc.07-08-2013
Zachary P DippoldCetera Financial Specialists LLCMetLife Securities Inc.$2507-08-2013
Marc Thomas MattarochiaLPL Financial LLCMetLife Securities Inc.$2512-13-2013
Vincent James RichtarLPL Financial LLCMetLife Securities Inc.$712-20-2013
Michael Barry SolomonRaymond James & Associates, Inc.MetLife Securities Inc.01-02-2014
Jon Edward MaitzHornor, Townsend & Kent, LLCMetLife Securities Inc.$2505-12-2014
Benjamin Paul BurkheadC&L Financial ServicesMetLife Securities Inc.$106-11-2014
Mark Jacob GoldsteinPrivate Advisor Group, LLCMetLife Securities Inc.07-23-2014
Christopher J MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.09-02-2014
Tyson SmithEdward JonesMetLife Securities Inc.09-05-2014
Nicholas R WeidmanHornor, Townsend & Kent, LLCMetLife Securities Inc.11-10-2014
Robert Stanley MiloszewskiLincoln Financial Advisors CorporationMetLife Securities Inc.$2502-02-2015
Jamie Paul PattenLincoln Financial Advisors CorporationMetLife Securities Inc.02-02-2015
Zachery Harry EconomosW&S Brokerage Services, Inc.MetLife Securities Inc.02-27-2015
Andrew Richard HauberHornor, Townsend & Kent, LLCMetLife Securities Inc.$2503-16-2015
Kevin David CrowleyHornor, Townsend & Kent, LLCMetLife Securities Inc.$5003-19-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.