Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bobby Hilton ChristianPrincipal Securities, Inc.MetLife Securities Inc.06-24-2011
Bradley Lee LangfordAmeriprise Financial Services, LLCMetLife Securities Inc.08-16-2013
Cathy T. RidenourLincoln Financial Securities CorporationMetLife Securities Inc.08-05-2010
Charles W. SellsLincoln Financial Securities CorporationMetLife Securities Inc.$2506-06-2014
David Bassel Ferraro Jr.Ameriprise Financial Services, LLCMetLife Securities Inc.08-16-2013
Douglas Tipton ParkPruco Securities, LLC.MetLife Securities Inc.08-16-2012
Edward Sidney FelsenthalMetLife Securities Inc.MetLife Securities Inc.01-13-2016
Frederick Michael DarnellAmeriprise Financial Services, LLCMetLife Securities Inc.08-16-2013
Heath Patrick LarkinAmeriprise Financial Services, LLCMetLife Securities Inc.08-16-2013
Heather Ogren HaleCambridge Investment Research, Inc.MetLife Securities Inc.$1007-15-2016
Jeffrey S. JeterOneAmerica Securities, Inc.MetLife Securities Inc.03-16-2016
Jonathan M. CoxMorgan StanleyMetLife Securities Inc.09-21-2009
Jonathan Mac LaffertyPrincipal Securities, Inc.MetLife Securities Inc.10-15-2009
Joseph John DimauroLincoln Financial Securities CorporationMetLife Securities Inc.12-04-2014
Joseph Robert LillagorePrincipal Securities, Inc.MetLife Securities Inc.$1007-08-2013
Justin P. MackayEdward JonesMetLife Securities Inc.08-30-2013
Kelli Lyn GabrielSecurities America, Inc.MetLife Securities Inc.$10011-01-2014
Linda Joyce PearsonWaddell & ReedMetLife Securities Inc.02-08-2017
Mark D. SmithPruco Securities, LLC.MetLife Securities Inc.05-28-2013
Matthew Alan PlumleyINVEST Financial CorporationMetLife Securities Inc.04-29-2010
Michael Dean ShrieveOneAmerica Securities, Inc.MetLife Securities Inc.08-15-2012
Philip M MathaiCenter Street Securities, Inc.MetLife Securities Inc.03-06-2013
Raul Emilio MirandaAmeriprise Financial Services, LLCMetLife Securities Inc.08-16-2013
Richard D. BarbeeCambridge Investment Research, Inc.MetLife Securities Inc.02-01-2012
Ronald A. GentileAllstate Financial Services, LLCMetLife Securities Inc.05-21-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.