Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chris AitkenMML Investors Services, LLCMetLife Securities Inc.$20003-25-2017
Blair Hunt RogersMML Investors Services, LLCMetLife Securities Inc.$19103-25-2017
Scott J FrancisMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
Andrew Milton MotesMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
Jayms Bradley DicksonMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
James Martin StarnesMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Miles HarrisMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Douglas Eugene AycockMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Gregory Lee RychlikMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Abraham G. ChuaMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Latafath HussainMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Carl Edward ScarbroughMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Shiv Kedarnath BagriMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Tai Ying WuMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Allan Dinglasan LebigaMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Brent Christopher HagenMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Jeffrey James SavoisMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Robert Butler FurmanMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Jeffery Earle GiffordMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Nelly Feng Ing Hwang LinMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Douglas Clark RadcliffeMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Peter Robert CiceriMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Peter Paul BerardinoMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Amy Takkeu NgMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Michael Nilo PriedeMML Investors Services, LLCMetLife Securities Inc.03-25-2017
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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