Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rebecca Lyn AgamaiteAdvisors Management Group IncMetLife Securities Inc.03-09-2011
Scott Allen MartyBrooklight Place Securities, Inc.MetLife Securities Inc.02-01-2011
Scott David KindermanCambridge Investment Research, Inc.MetLife Securities Inc.$1008-18-2015
Kyle SvetlikCountry Capital Management CompanyMetLife Securities Inc.09-26-2013
Shaefer William OshefskyHarbour Investments, Inc.MetLife Securities Inc.01-12-2009
Kristian L. FinfrockKalos Capital, Inc.MetLife Securities Inc.$1003-08-2012
Gregory Joseph HowellKCD Financial, Inc.MetLife Securities Inc.10-10-2014
Timothy John BlattnerLPL Financial LLCMetLife Securities Inc.$1001-04-2017
Paul Tomas TourvilleLPL Financial LLCMetLife Securities Inc.$5005-06-2015
Justus Gerald HedeenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.04-30-2010
Roger Hamilton CrankMML Investors Services, LLCMetLife Securities Inc.$9003-25-2017
Steven JohnsonMML Investors Services, LLCMetLife Securities Inc.$5103-25-2017
Steven Fred GazzaMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Kenneth Joseph WirtzMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Michael Joseph Russo Jr.MML Investors Services, LLCMetLife Securities Inc.$3503-25-2017
Francis Patrick O'TooleMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Gregory Michael DietzMML Investors Services, LLCMetLife Securities Inc.$2003-25-2017
Wade D UllspergerMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Scott James SagerMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Jeffrey William DayMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Matthew Charles MolitorMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Turki Fakhri HusseinMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Michael Harold HaaseMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Carl E. BarnardMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Scott Gerald GoodwinMML Investors Services, LLCMetLife Securities Inc.03-25-2017
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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