Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Edward MahonyJanney Montgomery Scott LLCMoors & Cabot, Inc.$15001-12-2009
Paul Stanwood EvansJanney Montgomery Scott LLCMoors & Cabot, Inc.01-12-2009
Kirk Moritz AndersonAmeriprise Financial Services, Inc.Moors & Cabot, Inc.05-28-2010
Warren Harris StraussOppenheimer & Co. Inc.Moors & Cabot, Inc.$50004-05-2011
John Patrick SullivanWinslow, Evans & Crocker, Inc.Moors & Cabot, Inc.02-13-2012
Lawrence Louis VelardeMorgan StanleyMoors & Cabot, Inc.06-18-2012
Daniel Joseph MonizAmeriprise Financial Services, Inc.Moors & Cabot, Inc.$25006-26-2012
John Joseph OlohanAmeriprise Financial Services, Inc.Moors & Cabot, Inc.$10011-02-2012
Barbara Ann CaseAmeriprise Financial Services, Inc.Moors & Cabot, Inc.10-11-2013
Sven Erik KvinlaugCetera Advisor Networks LLCMoors & Cabot, Inc.03-06-2014
Aaron FoleyCitizens Securities, Inc.Moors & Cabot, Inc.$10009-22-2015
Debra Marranca StotlerCantella & Co., Inc.Moors & Cabot, Inc.$50010-16-2015
John Kevin O'Keefe Jr.Stifel, Nicolaus & Company, IncorporatedMoors & Cabot, Inc.$15011-06-2015
John J Benedetto IIIJanney Montgomery Scott LLCMoors & Cabot, Inc.$15012-15-2015
David Alan FarbmanCantella & Co., Inc.Moors & Cabot, Inc.03-21-2017
Brendan Edward CallahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMoors & Cabot, Inc.07-06-2017
John Patrick KeatingOppenheimer & Co. Inc.Moors & Cabot, Inc.$12002-16-2018
Kirk Moritz AndersonRevere Securities LLCMoors & Cabot, Inc.02-15-2019
Richard Stephen ElmanRaymond James Financial Services, Inc.Moors & Cabot, Inc.$50007-31-2019
Alan Walton SharpeWood (Arthur W.) Company, Inc.Moors & Cabot, Inc.12-06-2019

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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