Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles A. Smith Jr.Cetera Investment Services LLCMorgan Keegan & Company, Inc.$5001-29-2013
Ethan Preston CopelandCetera Investment Services LLCMorgan Keegan & Company, Inc.01-10-2013
Mary Mayeux Ellington1st Global Capital Corp.Morgan Keegan & Company, Inc.01-09-2013
Lori Panuccio HubbardPalmetto Advisory GroupMorgan Keegan & Company, Inc.01-07-2013
Daniel Francis FlanaganPrincipal Securities, Inc.Morgan Keegan & Company, Inc.12-12-2012
John Francis OrtstadtBB&T Investment Services, Inc.Morgan Keegan & Company, Inc.12-03-2012
Clifford Anderson RutledgeWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.12-01-2012
Timothy Brian MaguireU.S. Bancorp Investments, Inc.Morgan Keegan & Company, Inc.11-30-2012
Misty Heather CastleFidelity Brokerage Services LLCMorgan Keegan & Company, Inc.11-28-2012
Carmelita Yunaranie Singh-MayerWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.$2511-16-2012
Julian Craig JohnsonMorgan Keegan & Company, Inc.Morgan Keegan & Company, Inc.10-08-2012
Paul Thomas FlournoyMorgan StanleyMorgan Keegan & Company, Inc.10-01-2012
Michael Shawn SyxAmeriprise Financial Services, LLCMorgan Keegan & Company, Inc.$2509-28-2012
Charles E. Durham IIWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.$5009-27-2012
Joseph Alexander GuffeyLPL Financial LLCMorgan Keegan & Company, Inc.09-21-2012
William G. OuztsScott & Stringfellow, LLCMorgan Keegan & Company, Inc.09-21-2012
Graham Chandler Edwards IIAmeriprise Financial Services, LLCMorgan Keegan & Company, Inc.$2509-14-2012
Greg James MartinBBVA Compass Investment Solutions, Inc.Morgan Keegan & Company, Inc.09-13-2012
James Eric MonkenMorgan StanleyMorgan Keegan & Company, Inc.09-10-2012
George Hugh Covert Jr.BOK Financial Securities, Inc.Morgan Keegan & Company, Inc.09-01-2012
Edward Thomas BolognaAmeriprise Financial Services, LLCMorgan Keegan & Company, Inc.08-31-2012
Pauletta Jane BonnerLPL Financial LLCMorgan Keegan & Company, Inc.$2508-30-2012
Lance Allen BrowningLPL Financial LLCMorgan Keegan & Company, Inc.$5008-30-2012
Judith Alejandra C. PhillipsLPL Financial LLCMorgan Keegan & Company, Inc.08-30-2012
Jerry Lee Travers Jr.LPL Financial LLCMorgan Keegan & Company, Inc.$5008-24-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.